Disclosures

Customer Identification Program Notice – Patriot Act

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Businesss Continuity Statement

Other Disclosures

 

SEC Order Handling Disclosure

SEC Required Disclosure

Report on Routing of Customer Orders

Renaissance Macro Securities, LLC (“RenMac”) clears all transactions through its clearing firm, Broadcort, a division of Merrill, Lynch, Pierce, Fenner & Smith. Broadcort has provided information pursuant to a U.S. Securities and Exchange Commission (SEC) Rule 606 that requires firms to make publicly available quarterly reports on the firm’s order routing practices. The report provides information on the routing of “non-directed orders” which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution. The report is divided into two sections: Securities Listed on New York Stock Exchange Euronext and Securities Listed on The Nasdaq Stock Market. For each section, the report identifies the venues most often selected by RenMac, and sets forth the percentage of various types of orders routed to the venues.

Q2 – 2013
Q3 – 2013
Q4 – 2013
Q1 – 2014
Q2 – 2014
Q3 – 2014
Q4 – 2014
Q1 – 2015
Q2 – 2015
Q3 – 2015
Q4 – 2015
Q1 – 2016
Q2 – 2016
Q3 – 2016
Q4 – 2016